Circular CSSF 22/799 is a CSSF circular, published 4 March 2022. Subject: Update of Circular CSSF 08/337 on the Law of 11 January 2008 and of the Grand-ducal regulation of 11 January 2008 on transparency requirements for issuers, as amended.
\nLegal basis: Law of 11 January 2008 on transparency requirements for issuers.
\nRelevant for: Investment firms, Support PFS.
\nMain topic: Information requirements for issuers of securities. Keywords: Issuer, Transparency.
\nCIRCULAR CSSF 22/799 Update of Circular CSSF 08/337 on the Law of 11 January 2008 and of the Grand-ducal regulation of 11 January 2008 on transparency requirements for issuers, as amended
\nCIRCULAR CSSF 22/799 Concerns : Update of Circular CSSF 08/337 on the Law of 11 January 2008 and of the Grand-ducal regulation of 11 January 2008 on transparency requirements for issuers, as amended
\nLuxembourg, 4 March 2022
\nLadies and Gentlemen, 1. This circular amends Circular CSSF 08/337 by taking into account the changes
\nTo all the persons concerned
\nthat have taken place in connection with the introduction of the CSSF web application called eRIIS (electronic Reporting of Information concerning Issuers of Securities). This application was developed to enable entities subject to the Law of 11 January 2008 on transparency requirements for issuers as well as Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse to fulfil their filing obligations with the CSSF. 2. Circular CSSF 08/337 shall be amended in accordance with Annex 1 to this circular. The annex in question includes the changes made by this circular to Circular CSSF 08/337 in tracked changes in order to make the reading and comprehension easier. For your convenience, a “clean” version has been appended as Annex 2.
\nYours faithfully,
\nFrançoise KAUTHEN
\nClaude MARX
\nAttachements :
\nCircular CSSF 08/337 as amended by Circular CSSF 12/542, CSSF 16/637, CSSF 18/679 and CSSF 22/799
\nCSSF 12/542, CSSF 16/637, CSSF 18/679 AND CSSF 22/799
\nIn case of discrepancies between the French and the English text, the French text shall prevail
\nCIRCULAR CSSF 08/337 Re : Law of 11 January 2008 and Grand-ducal Regulation of 11 January 2008 on transparency requirements for issuers, as amended Luxembourg, 4 March 2022
\nLadies and Gentlemen
\nDeleted: ,
\nWe are pleased to draw your attention to the provisions of the Law of 11 January
\nTo all the persons
\n2008 on transparency requirements for issuers 1, as amended, notably, by the
\nconcerned
\nLaw of 10 May 2016 2 (the “Law”). The principal purpose of the Law is to transpose Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market, as amended, notably, by Directive 2013/50/EU of the European
\nParliament
\nand
\nthe
\nCouncil
\nOctober
\n2013
\n(the
\n“Transparency Directive”). We also draw your attention on Grand-ducal Regulation of 11 January 2008 implementing the Law, as amended by Grand-ducal Regulation of 10 May 2016 3 (the “Grand-ducal Regulation”). This Grand-ducal Regulation transposes Commission Directive 2007/14/EC of 8 March 2007 laying down detailed rules for the implementation of certain provisions of the Transparency Directive, as amended by Directive 2013/50/EU of the European Parliament and of the Council of 22 October 2013 (the “Implementing Directive”). This circular sets out and specifies the regulatory framework that follows from the Law and the Grand-ducal Regulation. 4 1. Introduction Pursuant to the Transparency Directive, the issuers that are governed by that directive are required to provide ongoing and periodic information which the directive defines as “regulated information”. The scope of that term is defined in point 3 of this circular.
\nThe text above is the opening of the document; the PDF carries the whole.
\nDocument page, PDF. Source: Commission de Surveillance du Secteur Financier (CSSF), reproduced with the CSSF's consent. The French text prevails.
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