{"id":"sanctions/cssf-2025-10-08-anon-an-investment-firm","title":"CSSF fine on an investment firm, 8 October 2025","type":"sanction","date":"2025-10-08","authority":"CSSF","amount":"223000","html":"

On 8 October 2025 the Commission de Surveillance du Secteur Financier (CSSF) imposed an administrative fine of EUR 223,000 on an investment firm. The decision was published on 4 March 2026. The CSSF gives the ground as non-compliance with professional obligations related to corporate governance aspect.

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Legal basis: Law of 5 April 1993 on the financial sector.

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Relevant for: Investment firms.

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Decision page, decision PDF. Source: Commission de Surveillance du Secteur Financier (CSSF), reproduced with the CSSF's consent.

"}